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International Law and International Organizations
Reference:

International legal means of protecting human rights in health emergencies

Malichenko Vladislav Sergeevich

ORCID: 0000-0003-3136-8054

PhD in Law

Senior Researcher of the Department of Social Legislation, Institute of Legislation and Comparative Law under the Government of the Russian Federation; Researcher, Institute of National and Comparative Legal Studies, Faculty of Law, National Research University “Higher School of Economics”

117218, Russia, Moscow, Bolshaya Cheremushkinskaya Str., 34

vlad.malichenko@gmail.com
Other publications by this author
 

 

DOI:

10.7256/2454-0633.2024.2.70608

EDN:

QOEUZI

Received:

23-04-2024


Published:

30-04-2024


Abstract: The subject of the study is international legal norms, documents of international organizations (of a recommendatory and binding nature), as well as acts of domestic law establishing guarantees for ensuring the human right to health and the right to use the results of scientific progress, as well as forming international legal mechanisms for the protection of intellectual property and technology transfer. The object of the study is public relations arising from the interaction of various subjects of international relations in the framework of countering emergencies in the field of health protection and ensuring equitable access to healthcare technologies in all regions of the world, regardless of the level of development of the pharmaceutical industry. The purpose of the study is to develop proposals for the introduction of international legal means aimed at ensuring the human right to health in the framework of achieving a balance of public and private legal guarantees of access to healthcare technologies. The research methodology is based on general scientific methods of cognition, including formal logical and situational, and private legal methods such as comparative-legal, historical-legal and formal-legal. The past decades have been accompanied by rapid rates of emergency situations in the field of public health, which have demonstrated systemic problems in the organization of medical care in each State, as well as revealing imperfections in international legal regulation of the field of health protection. Healthcare technologies, which determine the effectiveness of countering any large-scale threat of an infectious and non-infectious nature, in the vast majority of cases are developed by non-State actors, the main purpose of whose activities is legitimately to make a profit. At the same time, the obligation to ensure the right to the highest attainable standard of health and access to health technologies rests with the State, which forms stable barriers to ensuring a balance of public and private legal guarantees in the field of health protection. The paper presents a list of the main problems of international legal response to emergencies of international importance. The article consistently reveals the main international legal means of ensuring the transfer of healthcare technologies. The authors have formulated a number of practical recommendations aimed at expanding access to healthcare technologies.


Keywords:

health technology, TNC, right to health, health emergencies, technology transfer, scientific progress results, pandemics, security threats, intellectual property, vaccines

This article is automatically translated.

Global threats in the field of health protection.

Over the decades, under the influence of globalization processes, socio-economic upheavals, a number of systemic problems have emerged in the field of human health protection at the international level, which have determined the rethinking of the role of health care in implementing the concept of a comprehensive system of international security and ensuring fundamental human rights. Threats and challenges that acquire the character of emergencies arising under the influence of globalization processes are not limited to State borders and require coordinated intersectoral interaction, which leads to a rapid increase in the number of different participants in international relations.

Among the variety of different forms of emergency situations, the threat of the spread of infectious diseases deserves special attention. The International Health Regulations (IHR), revised by WHO in 2005, introduce the concepts of "a public health emergency of international importance" (an emergency of international importance), meaning an extraordinary event that poses a risk to public health in other States as a result of the international spread of the disease and presupposes a coordinated international response.

Infectious diseases have historically been the basis for the consistent development of international legal regulation of the field of health protection. Since the middle of the 19th century, European countries have been looking for a way to develop unified mechanisms to counter the spread of infectious diseases due to the development of trade relations with Asian and Middle Eastern countries, which led to the holding of the first International Conferences on Sanitation and the development of relevant international conventions. It is noteworthy that initially the main challenge in agreeing on the provisions of International Conventions on Sanitation was to reduce the possible impact of quarantine measures on trade relations between countries.

Paradoxically, after 150 years, infectious diseases have once again become an indicator of systematic problems of international legal regulation of health protection and the international human rights protection system. In recent years, more than 30 cases of the occurrence and spread of infectious diseases have been registered, 7 of which have received the status of an "international emergency" [11, 147-152]. The COVID-19 coronavirus pandemic has had a catastrophic impact on the socio-economic indicators of each state, due to the burden on the health system and the need to introduce quarantine measures, surpassing the economic losses from the global financial crisis of 2008. In 2020 alone, the total economic losses of states according to the International Monetary Fund amounted to more than 11 trillion US dollars, and The global GDP index decreased by 4.9%. The COVID-19 pandemic has become an indicator that has revealed systematic problems in the global health management system, as well as problems in the organization of medical care and ensuring human rights, which, in particular, was noted in the recent Statement of the Committee on Economic, Social and Cultural Rights (hereinafter — CESCR) on the coronavirus pandemic (COVID-19) and economic, social and cultural rights [1].

Among the main problems of the international legal response to emergencies of international importance, it is necessary to highlight: the lack of global leadership in coordinating initiatives in the field of health protection; outdated mechanisms for informing and imposing restrictive measures in the event of pandemics; the lack of a system for sustainable financing of vaccine development; the need to introduce mechanisms to hold States accountable for intentionally concealing data on the spread of infectious diseases or the spread of infectious agents of artificial origin, the impossibility of fulfilling guarantees to ensure fundamental human rights [4, 174-197].

 

The responsibility of TNCs for human rights violations.

The role of TNCs in providing access to vaccines, medicines and other health technologies is undeniable. As the main source of investment in the development of new health technologies, the activities of TNCs can lead not only to the introduction of new technological solutions in the field of human health protection, but also to systematic restrictions on the provision of fundamental human rights.

The fundamental normative legal acts of a universal and regional nature on the protection of human rights contain formulated provisions that indirectly establish the obligations of TNCs in relation to ensuring the protection of human rights. In particular, the preamble to the Universal Declaration of Human Rights (UDHR) states that "every organ of society", by which TNCs should be understood, should strive to promote respect for the rights and freedoms established by the Declaration [2, 178-181.]. Also, General Comment No. 24 of 2017 emphasizes that the participating States have based on Article 2 of the ICESCR, extraterritorial obligations to take measures to prevent and combat human rights violations occurring outside their territories as a result of the activities of economic entities over which they can exercise control. The problem of TNCs' responsibility for ensuring the human right to health has repeatedly been systematically considered within the framework of the special procedures of the Human Rights Council and human rights treaty bodies [13,14].

The obligations presented presuppose not only ensuring the human right to health, but also ensuring the right to enjoy the achievements of scientific progress, formulated in Article 15 of the ICESCR. According to the position of CESCR, the results of scientific progress should be understood as the use of scientific achievements in the interests of solving specific problems and meeting specific needs of the population [3, 7-11]. Taking into account the role of TNCs in the development of vaccines and other health technologies, special attention should be paid to the report "The right to use the results of scientific progress and its application" (Venice Statement). The document formulates the need to find a balance between the individual's right to use the results of scientific progress and the rights of society to share such achievements, despite the main role of private companies in ensuring scientific progress. The document also emphasizes that the right to enjoy the results of scientific progress is an important tool for influencing TNCs to ensure access to research and development in order to maintain the necessary balance in access to medicines that meet the needs of the health system.

I am investigating the specifics of ensuring a balance between public and private legal guarantees in countering emergency situations, the issue of applying the legal regime for the protection of intellectual property deserves special attention. Patent protection mechanisms, as well as other legal mechanisms for protecting exclusive rights to the developed technology, have a beneficial effect on attracting investments necessary for research and production preparation, but at the same time allow manufacturers to determine the price of products, which often forms a significant economic burden on the health budget of each state. In addition, exclusive rights to technology are a deterrent when it is necessary to produce large volumes of medicines, vaccines and other health technologies in emergency situations. Recognizing this barrier, international organizations have repeatedly emphasized in their documents that intellectual property rights protection standards should not prevail over obligations to ensure universal and fair access to the COVID-19 vaccine, and intellectual property as a whole is a social product aimed at fulfilling a social function.

Summarizing the position presented in the documents of international organizations, it should be concluded that the obligations to ensure the human right to the highest attainable standard of health and the right to enjoy the results of scientific progress, formulated in the IPEXP, as well as other international treaties, apply to TNCs.

 

International legal means of ensuring the human right to health.

Access to healthcare technologies is one of the main elements determining the effectiveness of countering threats and challenges in the field of health protection and, as a result, ensuring the human right to the highest attainable standard of health. The indicator of accessibility of healthcare technologies is directly dependent on the existence of a balance between public-law guarantees of ensuring the human right to health, formulated in international treaties of a universal nature and acts of domestic law, and private-law guarantees for the protection of the exclusive rights of TNCs of the medical and pharmaceutical industries.

In an emergency situation, an important factor in increasing access to healthcare technologies is the timeliness of development, which is usually not possible in advance, due to the willingness of manufacturers to invest in development only if there is a guaranteed profit in the future. It is impossible to predict the required amount of investment in development at the initial stages, since in practice only a few initially selected molecules of medicines or prototypes of medical devices reach the moment of registration.  The scientific community is often aware in advance of the existence of a virus or bacterium of the causative agent of the disease, but due to the lack of appropriate mechanisms for the prospective assessment of pathogenicity, but, more likely, a potential market, research for the development of vaccines or other health technologies has not been initiated. Thus, the first human coronavirus was described in the 1960s [8, 1-31], but it was only in 2003 that a coronavirus causing severe SARS respiratory syndrome was registered [6, 1967-1976], and in 2012 — a coronavirus causing Middle East respiratory syndrome [12, 121-136].

Based on public law guarantees formulated in international human rights treaties, access to each vaccine should be ensured for all countries without any need to negotiate with manufacturers, States, and international organizations. However, in practice, in a pandemic, countries with a developed pharmaceutical industry and a high level of economic well-being form stocks of vaccines and other vital health technologies, which only prolongs the duration of the fight against the pandemic, preventing the formation of collective immunity due to lack of access to vaccines in developing countries [15].

Under the influence of the COVID-19 pandemic, disparities in access to vaccines have reached their peak. In January 2020, the U.S. Department of Health and Human Services, together with the Department of Defense, initiated the Operation Warp Speed program, which provides targeted funding for the development of vaccines against COVID-19 coronavirus infection, setting an ambitious goal of producing 300 million doses of vaccines by January 2021. However, by January 2021, it was possible to produce about 30% of the required demand, which was primarily due to the presence of disruptions in the logistics chains and the lack of necessary production components. In this situation, government agencies resorted to the use of the "Law on the Defense Industry" (U.S. Defense Production Act), which sets the priority of government orders, which led to a shortage of individual components of production worldwide [10]. Within the framework of the EU, EU Regulation 2021/111 imposed restrictions on the export of "coronavirus vaccines", as well as "active substances, including working cell banks used for vaccine production" in order to fulfill pre-purchase agreements concluded with vaccine manufacturers." At the beginning of January 2021, while in developed countries, where 14% of the world's population lives, a stock of 53% of the vaccines produced was formed, only 25 doses of vaccines were used throughout sub-Saharan Africa [5].

The introduction of mechanisms for the constant exchange of data on pathogens contributes to the accelerated development of vaccines, medicines and necessary measures to prevent the spread of the disease. One example of the implementation of such a concept is the "WHO Pandemic Influenza Preparedness Mechanism", which ensures the transfer of virus samples to developers, as well as forming counter obligations for developers to supply certain volumes of vaccines or other manufactured health technologies to the State that provided the sample. Such a mechanism makes it possible to realize the sovereign rights of States to their biological resources and defines the main purpose of the exchange of influenza viruses with pandemic potential, as well as scientific data and developments.

In order to achieve the goals of universal vaccination, a Mechanism for Global Access to vaccines against COVID-19 (hereinafter — COVAX) has been established, aimed at the equitable distribution of diagnostic drugs, therapeutics and vaccines, as well as financing the development of production and development. However, it was not possible to implement this mechanism, since countries simultaneously signed exclusive agreements with manufacturers to purchase vaccines, as many countries have done industrially, undermining the idea of health as a global common good. Consequently, COVAX could not access the necessary volumes of vaccines produced, which effectively limited the ability to achieve the agreed goals in the field of universal vaccination [7].

The COVID-19 coronavirus pandemic has demonstrated the possibility of forming positive synergies between TNCs and States in relation to countering the global challenges of the pandemic. This orientation of state activity has formed the concept of "Vaccine Diplomacy", according to which states expand the scope of their political interests by providing access to vaccines for developing countries [9].

In May 2020, the General Secretary of the Central Committee of the Communist Party of China, Xi Jinping, declared his readiness to make Chinese vaccines against COVID-19 a "global public good" to ensure "the availability and affordability of vaccines in developing countries" [17]. The scale of production allowed access to vaccines in 119 countries around the world, and the main consumers were Indonesia, Iran, Pakistan, and Brazil. Cooperation with developing countries to expand vaccination coverage involves various formats of technology transfer, such as direct vaccine supply, import of production components, or complete transfer of production technologies, including staff training and equipment transfer. According to a joint study by the WTO and the International Monetary Fund, Russia has produced and exported more than 100 million doses of vaccines to other countries, which accounts for 1.7% of global exports and is the seventh indicator in the world [16].

Conclusion

         Based on the presented features of ensuring the human right to health in emergency situations, it is necessary to formulate a number of practical recommendations aimed at expanding access to health technologies.

         In the context of increasing foreign policy pressure from unfriendly states, as well as weakening WHO leadership in countering pandemics and emergencies, it is advisable to ensure the consistent development of the health agenda within the framework of BRICS activities. In order to determine the priorities of interstate cooperation in the field of health and social protection, it is necessary to approve the development of an appropriate roadmap within the framework of the BRICS Ministerial conference. One of the important decisions may be the development of a Declaration of Principles of Interaction between the BRICS member states in the event of public health emergencies, emphasizing the supremacy of public law guarantees to ensure the protection of human rights.

In the context of the spread of the practice of concluding bilateral agreements between states and manufacturers, which leads to limited availability of health technologies in many regions of the world, it is advisable to develop a BRICS mechanism for the sustainable exchange of scientific knowledge, as well as health technologies designed to contain threats to public health of an infectious and other nature, and ensure technological independence in the face of unilateral restrictive measures by unfriendly states.

References
1. Committee on Economic, Social and Cultural Rights, 2000, E/C.12/2020/1. Retrieved from https://tbinternet.ohchr.org/_layouts/15/treatybodyexternal/Download.aspx?symbolno=E%2FC.12%2F2020%2F1&Lang=en
2. Malichenko, V. S. (2022). Formation of international legal regulation in health care sector. Modern science: current problems of theory and practice. Series: Economics and Law, 5, 178-181.
3. Malichenko, V. S. (2022). Problems of international legal regulation of transfer and access to health technologies in the activities of international organizations. Issues of economics and law, 167, 7-11.
4. Malichenko, V. S. (2022). International legal mechanisms for countering health emergencies. Pravo Journal of the Higher School of Economics, 1, 174-197.
5. Bhutto, F. (2021). The world's richest countries are hoarding vaccines. This is morally indefensible.
6. Drosten, C., Günther, S., Preiser, W. et al. (2003). Identification of a novel coronavirus in patients with severe acute respiratory syndrome. New England journal of medicine, 348, 1967-1976.
7. Gavi, the Vaccine Alliance COVAX board approves COVAX buffer for high-risk groups in humanitarian settings. Gavi the Vaccine alliance.
8. Halabi, S., & Rutschman, A. (2022). Viral Sovereignty, Vaccine Diplomacy, and Vaccine Nationalism: The Institutions of Global Vaccine Access. Emory Int'l L. Rev, Vol. 36, Issue 1, 1-31.
9. Hotez, P. (2014) “Vaccine diplomacy”: historical perspectives and future directions. PLoS neglected tropical diseases, 6, e2808.
10. Lupkin, S. (2021). Defense Production Act Hastens COVID-19 Vaccine Production.
11. Prante, F. et al. (2020). Decades of tight fiscal policy have left the health care system in Italy ill-prepared to fight the COVID-19 outbreak. Intereconomics, 55, 147-152.
12. Price, S., Miazgowicz, K., & Munster, V. (2014). The emergence of the Middle East Respiratory Syndrome coronavirus. Pathogens and Disease, 2, 121-136.
13. Report of the Special Rapporteur on the Right of Everyone to the Enjoyment of the Highest Attainable Standard of Physical and Mental Health: Expert Consultation on Access to Medicines as a Fundamental Component of the Right to Health, 2011, A/HRC/17/43.
14. Report of the Special Representative of the Secretary-General on the Issue of Human Rights and Transnational Corporations and Other Business Enterprises, John Ruggie: Guiding Principles on Business and Human Rights: Implementing the United Nations "Protect, Respect and Remedy" Framework, A/HRC/17/31, 2011.
15. World Health Organization (WHO). Coronavirus disease (COVID-19): Herd immunity, lockdowns and COVID-19.
16. WTO-IMF COVID-19 Vaccine Trade Tracker.
17. Wheaton, S. (2020). Chinese vaccine would be ‘global public good,’ Xi says. Politico.

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A REVIEW of an article on the topic "International legal means of protecting human rights in emergency situations in the field of health protection". The subject of the study. The article proposed for review is devoted to topical issues of human rights protection in emergency situations. The author examines the features of "ensuring the human right to health in emergency situations," and on the basis of which "a number of practical recommendations should be formulated aimed at expanding access to health technologies." The specific subject of the study was the opinions of scientists, the provisions of normative legal acts, practice materials and information obtained from open sources. Research methodology. The purpose of the study is not stated directly in the article. At the same time, it can be clearly understood from the title and content of the work. The goal can be designated as the consideration and resolution of certain problematic aspects of the issue of the application of international legal means of protecting human rights in emergency situations in the field of health protection. Based on the set goals and objectives, the author has chosen the methodological basis of the study. In particular, the author uses a set of general scientific methods of cognition: analysis, synthesis, analogy, deduction, induction, and others. In particular, the methods of analysis and synthesis made it possible to summarize and share the conclusions of various scientific approaches to the proposed topic, as well as draw specific conclusions from data obtained from open sources. The most important role was played by special legal methods. In particular, the author actively applied the formal legal method, which made it possible to analyze and interpret the norms of current legislation (primarily the provisions of international acts). For example, the following conclusion of the author: "The fundamental normative legal acts of a universal and regional nature on the protection of human rights contain formulated provisions indirectly establishing the obligations of TNCs in relation to ensuring the protection of human rights. In particular, the preamble to the Universal Declaration of Human Rights (UDHR) states that "every organ of society", by which TNCs should be understood, should strive to promote respect for the rights and freedoms established by the Declaration [2, 178-181.]. Also, General Comment No. 24 of 2017 emphasizes that the participating States have based on Article 2 of the ICESCR, extraterritorial obligations to take measures to prevent and combat human rights violations occurring outside their territories as a result of the activities of economic entities over which they can exercise control. The problem of TNCs' responsibility for ensuring the human right to health has repeatedly been systematically considered within the framework of special procedures of the Human Rights Council and human rights treaty bodies [13,14]." The possibilities of an empirical research method related to the study of various data should be positively assessed. Thus, the following conclusion was made: "after 150 years, infectious diseases have again become an indicator of systematic problems of international legal regulation of health protection and the international human rights protection system. In recent years, more than 30 cases of the occurrence and spread of infectious diseases have been registered, 7 of which have received the status of an "international emergency" [11, 147-152]. The COVID-19 coronavirus pandemic has had a catastrophic impact on the socio-economic indicators of each state, due to the burden on the health system and the need to introduce quarantine measures, surpassing the economic losses from the global financial crisis of 2008. In 2020 alone, the total economic losses of states according to the International Monetary Fund amounted to more than 11 trillion US dollars, and The global GDP index decreased by 4.9%. The COVID-19 pandemic has become an indicator that has revealed systematic problems in the global health management system, as well as problems in the organization of medical care and ensuring human rights, which, in particular, was noted in the recent Statement of the Committee on Economic, Social and Cultural Rights (hereinafter — CESCR) on the coronavirus pandemic (COVID-19) and economic, social and cultural rights [1]". Thus, the methodology chosen by the author is fully adequate to the purpose of the study, allows you to study all aspects of the topic in its entirety. Relevance. The relevance of the stated issues is beyond doubt. There are both theoretical and practical aspects of the significance of the proposed topic. From the point of view of theory, the topic of human rights protection in emergency situations is complex and ambiguous, especially in the modern world. It is difficult to argue with the author that "Over the decades, under the influence of globalization processes, socio-economic upheavals, a number of systemic problems have emerged in the field of human health protection at the international level, which have determined the rethinking of the role of healthcare in the implementation of the concept of a comprehensive system of international security and ensuring fundamental human rights. Threats and challenges that acquire the character of emergencies arising under the influence of globalization processes are not limited to State borders and require coordinated intersectoral interaction, which leads to a rapid increase in the number of different participants in international relations." Thus, scientific research in the proposed field should only be welcomed. Scientific novelty. The scientific novelty of the proposed article is beyond doubt. Firstly, it is expressed in the author's specific conclusions. Among them, for example, is the following conclusion: "In the context of increasing foreign policy pressure from unfriendly states, as well as weakening WHO leadership in countering pandemics and emergencies, it is advisable to ensure the consistent development of the health agenda within the framework of BRICS activities. In order to determine the priorities of interstate cooperation in the field of health and social protection, it is necessary to approve the development of an appropriate roadmap within the framework of the BRICS Ministerial conference. One of the important decisions may be the development of a Declaration of Principles of Interaction between the BRICS member states in the event of public health emergencies, emphasizing the supremacy of public law guarantees to ensure the protection of human rights." These and other theoretical conclusions can be used in further scientific research. Secondly, the author suggests ideas for improving international legal regulation. In particular, "In the context of the spread of the practice of concluding bilateral agreements between states and manufacturers, leading to limited availability of health technologies in many regions of the world, it is advisable to develop a BRICS mechanism for the sustainable exchange of scientific knowledge, as well as health technologies designed to contain threats to public health of an infectious and other nature, and to ensure technological independence in conditions of unilateral restrictive measures of unfriendly States." The above conclusion may be relevant and useful for law-making activities. Thus, the materials of the article may be of particular interest to the scientific community in terms of contributing to the development of science. Style, structure, content. The subject of the article corresponds to the specialization of the journal "International Law and International Organizations", as it is devoted to legal problems related to the application of international legal means of protecting human rights. The content of the article fully corresponds to the title, since the author has considered the stated problems and has generally achieved the purpose of the study. The quality of the presentation of the study and its results should be recognized as fully positive. The subject, objectives, methodology and main results of the study follow directly from the text of the article.
The design of the work generally meets the requirements for this kind of work. No significant violations of these requirements were found. Bibliography. The quality of the literature used should be highly appreciated. The author actively uses the literature presented by authors from Russia and abroad (Malichenko V.S., Drosten C., G?nther S., Preiser W., Halabi S., Rutschman A. and others). Thus, the works of the above authors correspond to the research topic, have a sign of sufficiency, and contribute to the disclosure of various aspects of the topic. Appeal to opponents. The author conducted a serious analysis of the current state of the problem under study. All quotes from scientists are accompanied by author's comments. That is, the author shows different points of view on the problem and tries to argue for a more correct one in his opinion. Conclusions, the interest of the readership. The conclusions are fully logical, as they are obtained using a generally accepted methodology. The article may be of interest to the readership in terms of the systematic positions of the author in relation to the issues stated in the article. Based on the above, summing up all the positive and negative sides of the article, "I recommend publishing"